FinTech in India

FinTech in India

Key Takeaways Strong, proactive policy level support from the government has been providing a much-needed boost to user adoption. Initiatives such as Jan Dhan Yojana, Aadhaar and the emergence of UPI provide a good foundation for FinTech companies to permeate ‘last mile’ touchpoints and boost financial inclusion across the country. The ‘Payments’ segment has been the most funded within the Indian FinTech landscape, riding on the demonetization wave. However, banking technology solutions, including B2B products, are also experiencing strong growth and enabling financial institutions to create seamless solution delivery for end users. Despite significant reductions in incoming global investments in the FinTech space, the India opportunity remains promising. India offers the largest unbanked or underbanked population, along with a strong technology and entrepreneurial ecosystem

Strong Governmental Support

A government push for financial inclusion, digitization and startup activity has led to the introduction of policy initiatives which provide a strong foundation to the FinTech sector in India.

India Stack Through the introduction of India Stack, the government has provided a world-class technological framework to entrepreneurs, innovators and corporations, allowing for the accelerated growth of FinTech ventures. The scenario somewhat resembles the policy support offered by the government to the telecom industry in the 90’s, with FinTech taking center stage in many reform initiatives

Startup India Program The Startup India program, launched by the central government, includes the simplification of regulatory processes, tax exemptions, patent reforms, mentorship opportunities and increased government funding. 

Jan Dhan Yojana Financial inclusion in the country has grown significantly due to initiatives like the Pradhan Mantri Jan Dhan Yojana (PMJDY), regarded as the world’s biggest financial inclusion program, with an aim to facilitate the creation of bank accounts for large underserved or unserved sections of India’s billion plus population. 

Aadhaar Adoption The RBI recently approved Aadhaar based biometric authentication, which will allow for bank accounts to be opened through e-KYC at any Banking Correspondent (BC) location. This will allow financial services companies to do e-KYC checks more economically, thereby reducing transaction costs for customers.

National Payments Council of India Initiatives The National Payments Council of India (NPCI), through the introduction of the Unified Payments Interface (UPI), has leveraged the growing presence of mobile phones as acquiring devices, substantially reducing the cost of infrastructure for FinTech ventures. With the smartphone user base expected to expand to about 500 million users by 2020, up from about 150 million in 2016, the digital banking footprint is projected to grow faster than ever before. The NPCI has also introduced several innovative products, such as RuPay cards, which will allow for immediate money transfers and a more convenient experience for the customer. These initiatives provide a solid foundation for a digitally enabled financial sector in India, giving FinTech startups the opportunity to leverage these technologies and initiatives to be adopted into the mainstream banking experience in India

Public Relations Moreover, the government has also played a strong role in encouraging and educating consumers in the economy towards digitized monetary systems, providing a much need PR push towards digitisation. The industry is still suffering from regulatory uncertainties, particularly with respect to new business models enabled by FinTech applications such as P2P transactions, crowdfunding and data security. More than 40% of industry incumbents and startups reported such regulatory uncertainties to be a major hurdle while working to implement innovative solutions.

Funding Trends

The FinTech sector saw a decrease in global funding in 2016 due to increased global uncertainty, driven by lack of clarity surrounding Brexit and the US presidential election, among others. VC-backed global FinTech investment in 2016 was $12.7 billion, which was down 13% from 2015’s record high of $14.6 billion2 . A breakdown by geographical region found that FinTech investment in Europe and the US was affected the most. VC-backed funding was down 25% YoY in Europe and 29% YoY in the US in 2016.On the other hand, FinTech investments in Asia increased to $5.4 billion in 2016, up 12.5% from $4.8 billion in 2015, driven mainly by China and India. The increase in investment in 2016 despite unfavorable economic conditions highlights Asia as one of the most promising regions for FinTech investment. However, despite the growth in FinTech investments in Asia, the Indian FinTech space is not immune to broader market sentiments. Economic uncertainty in 2016, both global and domestic, has impacted FinTech investments in India. In Q4 2016, FinTech funding was at a 5 quarter low, raising only $32 million across 10 deals, down from $157 million and $127 million in Q2’16 and Q3’16 respectively. This decrease in investor confidence in Q4 can likely be attributed to the short-term impact of demonetization in the country as well as an ambiguous regulatory scenario. Another interesting statistic in the FinTech space is a reduction in the average ticket size for early stage funding in the FinTech space in India. For seed funding, the average ticket size was $0.8 million in 2016, from $1.0 million in 2015 and the ticket size for series A funding reduced to $4.2 million, down from $5.4 million in 2015. This demonstrates a more risk averse attitude held by investors in the Indian FinTech space in the past year, but also points towards reducing capital needs for supporting new ventures.

Sector Snapshots

 India’s FinTech landscape has witnessed strong user adoption through 2016, driven largely by the payments sector which has enjoyed a boost post the demonetization of high value currency notes. Alternate lending also enjoyed a strong year, fueled by the large number of unbanked, new-to-bank, and under-banked consumers. However, while there is significant headroom for growth in consumer facing solutions, India’s FinTech ecosystem still lags behind other FinTech hubs in the number of middleware and B2B solutions, which together enable financial institutions to provide end-to-end solutions for their users

Payments Globally, credit card payments overtook cash payments for the first time in history, and although digital payments accelerated in India as well, it is estimated that 80% of economic transactions in India still happen through cash, as opposed to around 21% for developed economies, thus leaving significant room for growth. The digital payments sector in India is estimated to grow to USD 500 billion by 2020, up from roughly USD 50 billion last year, and representing around 15% of GDP in 2020. Mobile payment solutions, such as wallets, P2P transfer applications and mobile points of sale, are enjoying strong user adoption, and heading towards one-stop-shop solutions in the future. Some players in the sector are taking advantage of policy initiatives such as ‘Payments Bank’ licenses to converge towards a hybrid model where mobile services blend together with banking services.

Alternative Lending Alternative lending is the second most funded and one of the fastest growing segments in the Indian FinTech space. Around 37% of GDP is contributed to by MSMEs but the supply of credit lines is disproportionate. It isn’t surprising then that there are 158 new startups in the space as of 2016. However, competition is stiff, with only 27% of founded companies obtaining funding, and 27% of those going on to raise Series A capital. As of October 2016, alternate lending in India received $199 million in funding across 33 deals, almost doubling 2015’s funding of $103 million across 21 deals3 . The major contributors to the growth of this sector include a large amount of unmet demand for loans from MSMEs, with a gap of roughly USD 200 billion in credit supply, and a significant under-banked and new-tobank population which lies at the heart of the Indian FinTech opportunity.


During our scouting process, alternative lending was one of the most popular segments, with around 10% of our Top 55 startups falling into the category.

Banking Technology The ‘Banking Technology’ segment includes software solutions, fraud and risk management suites, regulatory compliance and other solutions for banks and other financial institutions (FIs). This segment forms the bedrock for FinTech solutions offered by new and existing FIs since it enables the entire process chain underlying digital transactions to move towards real-time, verifiable systems. The segment has seen 74 companies since 2008, of which 6 have been founded in 2016. It is a rapidly growing segment in the FinTech space in India. Emerging technologies such as artificial intelligence and machine learning have the potential to revolutionize the customer experience, especially at the ‘last mile’ by providing greater levels of personalized service and greatly improving the back-office efficiencies at financial institutions. The past year has seen the adoption of these technologies for experimentation and implementation of a variety of use-cases like bot enabled conversational banking services at large commercial banks in India, more intelligent recommendation engines for targeted marketing of financial products and automation of underwriting using microeconomic indicators obtained by scraping the web and device fingerprinting.

Insurance Tech The InsurTech segment has been growing more conservatively than traditional FinTech segments like payments and alternative lending. However, as InsurTech companies demonstrate greater value to insurers by sales improvement, cost reduction, better risk management and process efficiencies, the scope for growth is quite high. The insurance sector in India has been traditionally quite slow to adopt innovation, but with rising consumer expectations and increased access to technology enabled efficiencies, insurers are looking to incorporate solutions that improve customer engagement, retention and improve the complete customer-lifecycle. Internet-of-Things (IOT) enabled solutions are gaining popularity globally within the InsurTech sector, powered by rich customer data gathered through various sensors used for other purposes. Linking of health and wellness data for instance can help insurers predict consumer behavior better, and lead to increased revenues through smarter pricing strategies. Marketplaces are also bringing increased transparency to the product offerings, motivating insurers to make products simpler and easier to understand.

Despite a few concerns about regulatory clarity and reduced deal values in 2018, both locally and globally, the outlook for FinTech in India remains very promising. Regulatory support, financial inclusion and the digitalization of services in the industry are likely to boost investment in the area going forward and will rapidly increase the adoption of emerging technologies in the financial services industry

S BHATTACHARYA
Chairman , ASK Fintech